Forms & Documents

Customer Services

Forms & Documents

Securities Account Opening

（new）Terms and Conditions for Trading Account

Individual Client - Account Opening Form

─ Individual Client (Cash / Margin / Futures)

─ Instructions For Joint Account

Corporate Client - Account Opening Form

─ Corporate Account (Cash / Margin / Futures)

─ Board Resolution

Professional Investor - Individual Account Opening Form

─ Individual Client (Cash / Margin / Futures)

─ Declaration of Professional Investor (Individual)

Professional Investor - Corporate / Institutional Account Opening Form

─ Corporate Account (Cash / Margin / Futures)

─ Institutional Account (Cash / Margin / Futures)

─ Declaration of Professional Investor (Corporate / Institutional)

Other Account Opening Form

─ Checklist for Account Opening Document (Corporate AC)

─ Tax Residency Self-Certification Form – Controlling Person

─ Tax Residency Self-Certification Form – Entity

─ Tax Residency Self-Certification Form – Individual

─ Tax Residency Self-Certification Form – Appendix

General Info

Deposit Methods

Charges

Individual Client Information Update Form

Corporate Client Information Update Form

Personal Information Collection Statement - Hong Kong Investor Identification Regime and the Over-the-counter Securities Transactions Reporting Regime

Taxable Product List of US Public Traded Partnerships Securities (USPTP)

Internet Trading System

Web Trading (Go.Portal) User Manual

Two Factor Authentication

Electronic Document System (e-Doc)

FAQ

Securities Account Opening

（new）Terms and Conditions for Trading Account

Individual Client - Account Opening Form

─ Individual Client (Cash / Margin / Futures)

─ Instructions For Joint Account

Corporate Client - Account Opening Form

─ Corporate Account (Cash / Margin / Futures)

─ Board Resolution

Professional Investor - Individual Account Opening Form

─ Individual Client (Cash / Margin / Futures)

─ Declaration of Professional Investor (Individual)

Professional Investor - Corporate / Institutional Account Opening Form

─ Corporate Account (Cash / Margin / Futures)

─ Institutional Account (Cash / Margin / Futures)

─ Declaration of Professional Investor (Corporate / Institutional)

Other Account Opening Form

─ Checklist for Account Opening Document (Corporate AC)

─ Tax Residency Self-Certification Form – Controlling Person

─ Tax Residency Self-Certification Form – Entity

─ Tax Residency Self-Certification Form – Individual

─ Tax Residency Self-Certification Form – Appendix

General Info

Deposit Methods

Charges

Individual Client Information Update Form

Corporate Client Information Update Form

Personal Information Collection Statement - Hong Kong Investor Identification Regime and the Over-the-counter Securities Transactions Reporting Regime